Standard Documents for Investors
1. Processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination.
2. Confirmation of Signature of securities holder by the Banker.
3. Declaration Form for Opting-out of Nomination by holders of physical securities in Listed Companies.
4. Nomination form Shareholders Form SH-13 and 14
5. Circular – Common Norms and Compulsory KYC
6. Clarification Circular
7. SEBI Circular on Issuance of Securities in dematerialized form
8. Form ISR-4 – Request for issue of Duplicate Certificate and other Service Requests.
9. Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates.
10. Dispute Resolution Mechanism through Arbitration at Stock Exchanges
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